Legal Question in Securities Law in New York

insider trading?

Is it legal for a investment advisory company to recommend to one of their clients to purchase the company's own stock? The company in question made a 10% commission from the profits of the client.


Asked on 5/13/01, 2:31 pm

1 Answer from Attorneys
Mark Tepper Mark A. Tepper P.A.

Re: insider trading?

Since this sounds suspicious to me, you might want to telephone my office to discuss with me at(954-961-0096). There will be no charge for this consultation.

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Answered on 6/27/01, 4:52 pm


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