Adam Tracy

Securities Compliance Group Ltd

Attorneys in Firm – 3
A former competitive rugby player, serial entrepreneur and attorney with broad financial, legal and operating experience spanning across a wide variety of corporate, corporate finance and securities matters, including: - Corporate governance, general corporate and securities law, including FINRA and SEC public-company financial reporting; - Strategic legal and business planning, including mergers, reverse mergers, initial public offerings (IPOs), acquisitions, divestitures, bankruptcies, securities issuances, capital transactions and strategic investments; - Merger and acquisition advisory and due diligence, including buy-side transactions, recapitalizations, business valuations, review of strategic alternatives; tax advantaged structures and bankruptcy/insolvency situations; - Securities transfer and sale including Rule 144, crowdfunding, Regulation D; - Shareholder communication programs, including proxy solicitation and contests; - Hedge fund and RIA formation and administration; and - Capital formation; investor presentation and pitch development; network of over 100 investment banks, hedge funds and PIPE funds
Read more
245 questions answered
LawGuru Attorney

Get Free Legal Advice

88953 active attorneys ready to answer your legal questions today.

Are you an Attorney?

Earn additional revenue and grow your business. Join LawGuru Now

Find a Legal Form

Browse and download our attorney-prepared and up-to-date legal forms from $4.99

Find a Form