Adam S. Tracy
Securities Compliance Group Ltd
Attorneys in Firm – 3A former competitive rugby player, serial entrepreneur and attorney with broad financial, legal and operating experience spanning across a wide variety of corporate, corporate finance and securities matters, including:
- Corporate governance, general corporate and securities law, including FINRA and SEC public-company financial reporting;
- Strategic legal and business planning, including mergers, reverse mergers, initial public offerings (IPOs), acquisitions, divestitures, bankruptcies, securities issuances, capital transactions and strategic investments;
- Merger and acquisition advisory and due diligence, including buy-side transactions, recapitalizations, business valuations, review of strategic alternatives; tax advantaged structures and bankruptcy/insolvency situations;
- Securities transfer and sale including Rule 144, crowdfunding, Regulation D;
- Shareholder communication programs, including proxy solicitation and contests;
- Hedge fund and RIA formation and administration; and
- Capital formation; investor presentation and pitch development; network of over 100 investment banks, hedge funds and PIPE funds
(888) 978-9901
(312) 754-9499secondary
Web
http://www.ibankattorneys.com
Email
at@ibankattorneys.com

245
questions answered
LawGuru Attorney
Areas of Practice
- Business Law - 9 Years
- Securities Law - 9 Years
States of Practice
- Illinois - Admitted 9
Countries of Practice
- United States