Securities Law answers by William Pinzler
- margin sellout My brokers sold securities on a margin call withou... 4/18/09, 2:37 am United States New York Securities Law
- SEC /Judgement I'm a major shareholder of a privately held corpor... 4/13/09, 6:37 pm United States New York Securities Law
- assets and viability My financial group is being sued, by a # of ... 2/18/09, 4:12 pm United States New York Securities Law
- Creative funding of a startup? We have a startup company which ha... 6/24/08, 7:22 pm United States New York Securities Law
- Negotiable instruments Does the law prohibit a private person fro... 5/13/08, 8:49 am United States New York Securities Law
- probate,wills and trusts if I set up my mothers brokerage account... 4/08/08, 3:52 pm United States New York Securities Law
- Securities Law , New York Who is the authority giving permission ... 3/18/08, 8:13 am United States New York Securities Law
- Question on Minority Shareholders/Due diligence 1) Is a company r... 6/03/07, 10:57 pm United States New York Securities Law
- missing stock certificate What happens when a security certific... 5/11/06, 2:54 pm United States New York Securities Law
- nest of kin Assume a childless married couple. The husband dies ... 12/16/05, 11:07 am United States New York Securities Law
- compensation A Broker Dealer I previously worked for governed by ... 9/30/05, 10:54 am United States New York Securities Law
- Margin Account My uncle was by broker with a large firm. ... 7/20/04, 3:59 pm United States New York Securities Law
- pension what do you do when you find your pension plan is in viol... 4/04/04, 3:15 pm United States New York Securities Law
- Obligation to Disclose Financials? I am a rsident of NYS. I loane... 2/20/04, 2:54 pm United States New York Securities Law
- corporate law Are companies incorporated in New York State requir... 10/27/03, 12:50 pm United States New York Securities Law
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