533 Securities Law results

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Does a CEO of a corporation need to disclose that he has knowledge of a personal relationship ongoing between one of the other officers of t...
Asked 10/06/11, 1:48 pm in United States California Securities Law

1
answer
Does a short sale require one to report on the U4? What triggers the reporting, the closing of the sale or the listing to sell?<...
Asked 10/04/11, 7:23 pm in United States Idaho Securities Law

1
answer
Attorneys Only: Answer this Question A fortune 500 CFO admits to having deliberately treated $4 billion in operating expenses as asset...
Asked 10/01/11, 1:40 pm in United States California Securities Law

2
answers
if a person is employed with capital market and if his spouse is carrying on the same business is it necessary to give undertaking..?
Asked 9/22/11, 12:31 am in India Securities Law

2
answers
My sister called IBM and had a stock certificate sent to her address and will not give me half. IBM will not talk with me as she now has the...
Asked 8/24/11, 12:03 pm in United States California Securities Law

1
answer
I have issued rs threelakhs amount to my close friend for his house construting & he has taken six months time to refund the amount. he as ...
Asked 8/18/11, 10:20 am in India Securities Law

1
answer
can cunsumer court give ruling when the saler has all ready morgade property. to other institutoin & that institution has taken the order fr...
Asked 8/08/11, 8:04 pm in India Securities Law

1
answer
what is the importance of form interrogatories 17.1? How is form interrogatories 17.1 used with a Request for Admission?
Asked 8/02/11, 11:27 am in United States California Securities Law

2
answers
Dear Lawyer Guru m 34 yrs old woman in gujarat state. Had a love marriage with consent of parents in Dec 2001. Last 2-3 yrs...
Asked 7/22/11, 5:45 am in India Securities Law

2
answers
To whom do I address a complaint regarding distribution of settlements for a securities lawsuit settlement? The consulting company is not d...
Asked 6/30/11, 6:41 am in United States California Securities Law

2
answers
Where can we complain about a determination by Rust Consulting re: Juniper Securities Settlement? The claims administration is absolute...
Asked 6/29/11, 12:26 pm in United States California Securities Law

1
answer
I don't know what this falls under i just need an answer. my 19 year old friend got punched in the face by a 14 year old boy my friend put t...
Asked 6/21/11, 8:00 pm in United States Iowa Securities Law

1
answer
Boss is implying I stole from the register. I didn't and I fear wrongful termination. Is it legal for me to set up a hidden camera in my off...
Asked 6/10/11, 1:52 pm in United States Texas Securities Law

1
answer
is it legal for a casino to send you promos without consent to send to your new address? Have not been to the casino or had any contact wit...
Asked 6/06/11, 9:35 am in United States California Securities Law

2
answers
My question is this a married girl has run away with a guy who was our servant and girl lives on same road as ours. She got marri...
Asked 5/29/11, 11:31 am in Pakistan Securities Law

1
answer

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