533 Securities Law results

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Registering securities in CA I have a CA company that plans to sell securities to the public. We are planning to use reg D 506 to comply w/t...
Asked 11/12/08, 5:14 pm in United States California Securities Law

5
answers
Investment Banker Wha is the exact scope of section 2(21) of the Investment Company Act of 1940 that defines ''investment banker''?? Who doe...
Asked 11/09/08, 12:13 am in United States New York Securities Law

1
answer
sexual assult I was brutally raped and beat up. I had several broken bones and othe injurys. i went to the hospital did all the test and bec...
Asked 11/07/08, 10:17 am in United States Kentucky Securities Law

1
answer
Unreliable attorneys How do I actually get an attorney to prioritize my case? Been trying to get one for almost 2 years!
Asked 10/31/08, 10:19 pm in United States New York Securities Law

2
answers
authorization of shares to founders Is a board of directors resolution awarding x shares to Founder X sufficient to convey the shares?
Asked 10/29/08, 2:29 pm in United States New York Securities Law

1
answer
TDS on is it require to deduct TDS from payment of listing fee to stock exchange by a company.
Asked 10/03/08, 2:17 am in India Securities Law

1
answer
Legal forms Are legal forms legal? I must have Power of Attorney for my very ill daughter who is not able or willing to handle the money th...
Asked 9/17/08, 6:21 pm in United States New York Securities Law

1
answer
investor's rights I am a preferred shareholder of fannie mae & Lehman, purchased under the advise of my financial advisor. This was my reti...
Asked 9/10/08, 1:23 pm in United States New Jersey Securities Law

2
answers
Investment house liability When an investment firm lets a broker go do to inappropriate investing or unscrupulous practices and does ...
Asked 9/09/08, 11:58 am in United States Florida Securities Law

2
answers
partnrtship act we have a partnership firm. all partners are family members. i have two queries 1) we have two flats inthe name of firm. wh...
Asked 9/09/08, 4:05 am in India Securities Law

1
answer
Fannie Mae Shareholder Common Stock I am a shareholder of fannie mae's common stock. I found out today my shares would be diluted significa...
Asked 9/07/08, 8:14 pm in United States North Carolina Securities Law

1
answer
SPAC targeting a different industry Is a SPAC able to target a company for a business combination that is outside of the industry identified...
Asked 8/18/08, 9:35 am in United States New York Securities Law

1
answer
stocks & bonds Can an inmate in CDCR buy & sell stocks & bonds while incarcerated?
Asked 8/13/08, 3:43 pm in United States California Securities Law

1
answer
Registering stock in California We are selling 40% of the stock of our closely held California corporation. One of the investors wants to p...
Asked 8/05/08, 1:08 pm in United States California Securities Law

2
answers
LLC, Securities Law Three California people purchased units in an LLC that was formed and operated its business in Iowa. The other units we...
Asked 8/02/08, 10:43 pm in United States Iowa Securities Law

1
answer

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