169 Securities Law results in California

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Will a notarized document suffice a i.r.s. agent who wants proof. That iam the provider for a child who has a different last name although m...
Asked 8/26/16, 2:35 pm in United States California Securities Law

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I have a question on what qualifies as "insider trading". Let's say I invent something cool. And I want to approach Company X and...
Asked 8/06/16, 4:10 am in United States California Securities Law

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Need to retrieve my things from my ex boyfriend s storage. HE'S being uncooperative and not giving me the code to get into the storage...
Asked 2/16/16, 11:48 am in United States California Securities Law

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Hello I have a United Properties Company of Calif Conv Debenture Bond. It says state of Delaware on top and is $1000. What do i do with thi...
Asked 8/08/15, 2:20 pm in United States California Securities Law

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When an ETF or a mutual fund , that an employee invested money in inside a 401(k) plan , is sued in a class action lawsuit : Will the...
Asked 8/04/15, 5:56 pm in United States California Securities Law

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Could you mention me a law which tells whether government bodyguards can carry weapons?
Asked 7/27/14, 11:16 am in United States California Securities Law

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Douglas Richard Slain is awaiting criminal actions against him. His license has been revoked and he is barred from practicing. This guy is a...
Asked 7/17/14, 5:21 pm in United States California Securities Law

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there is a man in our condo complex that has four surveillance cameras. All but one of them is pointed directly at public walk ways and gate...
Asked 1/21/14, 1:39 pm in United States California Securities Law

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Suppose a small private firm runs a bona fide online contest in which the prize is shares of common stock of that firm. Would such a contest...
Asked 1/07/14, 2:50 pm in United States California Securities Law

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Regulation A vs Crowdfunding: What's the difference? I've been examining SEC's Reg A, the recently proposed change to Reg A, and ...
Asked 1/06/14, 9:52 pm in United States California Securities Law

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Can an LLC or a subchapter S corporation issues securities under Regulation A (Reg A is 17 CFR 230.251-230.400)?
Asked 1/02/14, 4:58 pm in United States California Securities Law

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Can an accredited VC fund give unaccredited investors i.e. employees equity as part of an employee compensation plan?
Asked 12/18/13, 10:50 pm in United States California Securities Law

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Is it legal for me to carry my c02 powered bb gun in public more specifically my neighborhood San Diego California
Asked 11/18/13, 4:01 am in United States California Securities Law

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How long is a financial institution required to keep phone voice recording for account opening. Parent Company is Wells Fargo, Inc. The acco...
Asked 10/15/13, 8:49 am in United States California Securities Law

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When consolidating promissory notes, can you consolidate the notes to have the effective date of the original note?
Asked 7/25/13, 12:32 pm in United States California Securities Law

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