169 Securities Law results in California

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Stockholder Rights A Sub S corp, does the company have any obligation to make distributions or dividends to provide for stockholders to pay ...
Asked 6/06/09, 11:30 am in United States California Securities Law

1
answer
securities law - delisted securities on april 1st I purchased an ETF (symbol GOE) that schwab was promoting on their website. on april 3 it...
Asked 4/08/09, 12:09 am in United States California Securities Law

2
answers
Corporation and bankruptcy A fortune 500 CFO admits to having deliberately treated $4 billion in operating expenses as assets, thereby allow...
Asked 4/02/09, 9:09 pm in United States California Securities Law

1
answer
portfolio I had $8 K in my portfolio. As the market kept making it drop I opted to take out the $ to pay a house remodel. My broker refuse...
Asked 3/23/09, 9:59 am in United States California Securities Law

1
answer
200,000 judgment I am owed 270,000 in three seperate promissory notes, can i have the individuals served, and place a judgement against them...
Asked 3/10/09, 6:10 pm in United States California Securities Law

1
answer
License to work in Private Equity I have heard of a new opportunity in Private Equity. My function would be kind of like HR, where I wo...
Asked 3/03/09, 6:50 am in United States California Securities Law

1
answer
Mother's almost Incompetency My mother has made me her POA for all matters including financial affairs. However, she still has ownership of...
Asked 2/26/09, 4:43 pm in United States California Securities Law

1
answer
securities we are victims of a illegal selling security, can we recover all of our lose through criminal law suit?
Asked 2/10/09, 8:20 pm in United States California Securities Law

3
answers
Securities Offer: Regulation A Question Can a company trading on the Pink Sheets be the primary owner (or founder/organizer/main princip...
Asked 2/06/09, 7:09 pm in United States California Securities Law

1
answer
Investment Fund If someone were to raise an investment fund of $500K to be used for small real estate investments does this fund need to be ...
Asked 1/29/09, 9:21 pm in United States California Securities Law

4
answers
notice of receivership orders is a corporate officer deemed to have notice of a RO simply because their attorney received notice? What if t...
Asked 12/16/08, 3:54 pm in United States California Securities Law

1
answer
Registering securities in CA I have a CA company that plans to sell securities to the public. We are planning to use reg D 506 to comply w/t...
Asked 11/12/08, 5:14 pm in United States California Securities Law

5
answers
stocks & bonds Can an inmate in CDCR buy & sell stocks & bonds while incarcerated?
Asked 8/13/08, 3:43 pm in United States California Securities Law

1
answer
Registering stock in California We are selling 40% of the stock of our closely held California corporation. One of the investors wants to p...
Asked 8/05/08, 1:08 pm in United States California Securities Law

2
answers
new franchisor Our real estate company is receiving our franchise license next month. Right now, I am paying an employee $2,000/month OR 10...
Asked 6/28/08, 8:58 pm in United States California Securities Law

1
answer

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