16 Securities Law results in New Jersey

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I was a victim of a Ponzi Scheme that was investigated by the S.E.C., the investigation and charges were filed and adjudicated in March 2016...
Asked 5/17/17, 7:39 am in United States New Jersey Securities Law

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answer
do i have any recourse when my employer fails to contribute to my ira as was agreed to. they have failed to contribute .05% of my gross earn...
Asked 1/05/15, 3:48 pm in United States New Jersey Securities Law

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My girlfriend recently got a restraining order from her ex Boyfriend after he had a knife to her neck. She won the case and was granted a no...
Asked 6/06/13, 3:42 pm in United States New Jersey Securities Law

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I own common stock in Infoglide, an Austin Texas technology company. I was an original employee and paid cash to turn my options into common...
Asked 4/06/13, 12:02 pm in United States New Jersey Securities Law

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answer
I use to work for a fortune 500 company till last year. I was a Director working for their United Kingdom company and thus an employee of ...
Asked 3/21/12, 6:31 pm in United States New Jersey Securities Law

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Shareholder I am the POA for my 94yr old aunt whose in a nursing home. All of my aunt's interests has complied with my POA status except o...
Asked 1/27/09, 9:19 am in United States New Jersey Securities Law

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Non-Filing Companies I work for a broker/dealer that specializes in Pink Sheet Securities. We have purchased large block of companies that ...
Asked 12/31/08, 9:16 am in United States New Jersey Securities Law

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investor's rights I am a preferred shareholder of fannie mae & Lehman, purchased under the advise of my financial advisor. This was my reti...
Asked 9/10/08, 1:23 pm in United States New Jersey Securities Law

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Raising investor capital What are details of the Blue Sky laws governing non-registered investor solicitations in NY and NJ?
Asked 5/20/08, 8:29 am in United States New Jersey Securities Law

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answer
theft on private property my car was broken into at the gym and my wallet with EVERYTHING in it was stolen. 200 dollars cash. I had a rental...
Asked 2/19/08, 10:01 am in United States New Jersey Securities Law

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Securities I am a financial planner and registered securities principal who was affiliated with a Securities Firm in New Jersey. I resigned ...
Asked 12/11/07, 10:32 am in United States New Jersey Securities Law

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inventions I have found that a certain product is very effective for a completelty different use than it is marketed for. Can I use those in...
Asked 8/15/07, 6:07 pm in United States New Jersey Securities Law

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Broker sold our ''private placement'' stock from his work . Our coumpany sold stock as a private placement and under Reg.D, a person whom wo...
Asked 10/26/05, 1:02 pm in United States New Jersey Securities Law

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Resigned CEO Responsibility to disclose Mis-Management within Public Company I have recently resigned from my position as CEO of a publicly ...
Asked 2/26/05, 1:34 am in United States New Jersey Securities Law

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Action against fund manager My brother invested in a fund. The fund manager alleged that he made poor investments and lost $3,000,000.00 of...
Asked 2/07/02, 3:08 pm in United States New Jersey Securities Law

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answer

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