Legal Question in Securities Law in Ohio
Regulation of Website dispensing stock picks
A friend and I are considering starting a website which would email subscribers common stocks we are buying or selling. Do we need to register with some organization. Do we need to pass any exams in order to offer financial advice? Thanks, David
Asked on 8/28/03, 10:06 pm
1 Answer from Attorneys
Phil Sever
The Sever Law Firm
Re: Regulation of Website dispensing stock picks
Sir: There are a lot of regulations on the sale of securities. You should approach competent counsel before attempting any such endeavour. Please feel free to call me at 440-230-1606 if you have any questions.
Answered on 9/03/03, 12:26 pm
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