Legal Question in Securities Law in Texas
S1 Application
Is it Fraudulent to knowingly file an S1
application to the SEC with false
information in it such as criminal cases
pending on its officers and non existent
patents?
Asked on 3/23/09, 10:11 am
1 Answer from Attorneys
Warren Markowitz
Warren R. Markowitz, Esq
Re: S1 Application
The answer is simply YES.
The filing of false information is a violation of securities law, both state and federal.
If you are involved with such an offering I would bring it to the attention of counsel before things get out of hand.
My office handles such filings. If you wish to discuss the filing with me and how to handle the situation, please contact my office for a teleconference.
Good Luck,
Answered on 3/23/09, 4:52 pm
Related Questions & Answers
-
Minority Shareholder Diluted I am an minority shareholder in a closely held... Asked 4/18/02, 8:41 pm in United States Texas Securities Law