Legal Question in Securities Law in Washington

National Association of Securities Dealers Arbitration
What is a good source for determining how NASD arbitrators interpret the NASD rules? Is there any way of accessing any of the decisions, even in redacted forms? Can you point me in a direction? Thanks

Asked on 11/19/03, 3:36 pm

Mark Tepper Mark A. Tepper P.A.

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Re: National Association of Securities Dealers Arbitration

You can go to the NASD Regulation website or the SEC (SEC.org) to check out decisions

Answered on 11/19/03, 3:58 pm

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