Legal Question in Securities Law in Pennsylvania

Raisng Money for a Limited Liability Company(small business)

Do the same rules and regulations apply when selling equity in an LLC as a C Corporation. In other words, Would you be required to do a registration under reg d in that you would be required to print a private placement memorandum, subscriptions agreements and accredited investor questionnaire.

And how would they differ.


Asked on 1/15/02, 12:51 pm

1 Answer from Attorneys

Nicholas Guiliano Arbitration, Securities & Investment Fraud Lawyer

Re: Raisng Money for a Limited Liability Company(small business)

Yes, indeed, the same rules apply for any type of business association, corporation, L.L. C(orporation), partnership, etc.

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Answered on 1/16/02, 7:45 am


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